Informative and incredibly useful as ever

- D Dillon, Nomura International PLC | Companies Act 2010 conference delegate

Market abuse and insider trading

Part of the Financial Services Webinars Stream

Introduction

For the first time in the FSA’s history, it has been forced to downgrade a verdict it handed out to a former metal trader at Dresdner Kleinwort. The regulator wanted to fine the trader and ban him for life from working in financial services.

The Upper Tribunal (Tax and Chancery Chamber) upheld the verdict of market abuse but told the FSA it could only issue a punishment of public censure. So where does this leave the FSA’s policy of credible deterrence?

This webinar will examine the lessons to be learned from recent market abuse and insider dealing cases  and look to the future of such prosecutions under the new regulatory regime.

Webinar details


Live Broadcast date:

Tuesday 06 December 2011
12:30:00

Location:

At your desk
On your Laptop or PC

Event price:

£89

For information on multi-user discounts visit the Delegate Information tab above
2 CPD
Hours

Benefits

  • They don't disrupt your working day
  • You can make training fit around your workload
  • You don't waste time travelling to training
  • You can collect your CPD points when it suits you
  • You can learn from leading experts at your desk
  • You can revisit the material for 12 months after the event, again and again
  • Multiple-booking discounts make them extremely cost effective
  • With a 200-year heritage nobody knows law like Butterworths

Who Should Attend

Aimed at professionals from the Financial Services Industry, including:

  • Financial Services Solicitors and Barristers
  • General Counsel 
  • In-House Counsel
  • Heads of Compliance]
  • Heads of Risk 
  • CEOs / COOs - within financial services

Level: Intermediate