Excellent speakers, impressive delivery. Wide range of topics covered and so good value

- Ellen Peart, BCL Burton Copeland

Approved Persons Regime And The Responsibility Of Individual

Part of the Financial Services Webinar stream

Introduction

Live, interactive CPD training delivered by experts direct to your desktop

This webinar will focus on:

  • Statement of Principles and Code of Practice
  • Latest changes and developments
  • Challenges of applying the Approved Persons Regime to staff
  • Are Approved Persons entitled to legal representation in disciplinary meetings?
  • Latest case law and enforcement action

Event details


Live Broadcast date:

Monday 18 October 2010
12:30:00

Location:

At your desk
On your Laptop or PC

For information on multi-user discounts visit the Delegate Information tab above
2 CPD
Hours

Benefits

  • They don't disrupt your working day
  • You can make training fit around your workload
  • You don't waste time travelling to training
  • You can collect your CPD points when it suits you
  • You can learn from leading experts at your desk
  • You can revisit the material for 12 months after the event, again and again
  • Multiple-booking discounts make them extremely cost effective
  • With a 200-year heritage nobody knows law like Butterworths

Who Should Attend

Aimed at professionals from the Financial Services Industry, including:

  • Financial Services Solicitors and Barristers
  • In-House Counsel
  • Wealth Managers
  • CEOs / COOs
  • Heads of Risk
  • Asset Managers
  • Financial Planning Advisors and Consultants
  • Consultants
  • Heads of Compliance
  • Brokers
  • Tax Lawyers and Consultants