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A thorough review of present & future trends & case law in the field – genuinely useful

- Philip Grey, Director of F.T.P, General Optical Council

Financial Services Investigations And Enforcement

Examining the future of regulatory enforcement

Introduction

Featuring Jamie Symington, Head of Enforcement Wholesale
Group, FSA and a panel of industry luminaries, this conference will
examine the current developments in FSA-led investigations and
enforcement. We will examine the FSA’s new penalty regime and
discuss the increased focus on individuals and senior management.

Looking to the future of the industry, our panelists will:

  • Debate how the FSA’s new penalty regime supports its ongoing
    commitment to credible deterrence
  • Understand the proper role for civil market abuse given the
    FSA’s current approach to insider dealing prosecutions
  • Assess how the FSA measures fulfilment of its requirements
  • Discuss the impact of the FSA v ABN Amro case on cross border
    information sharing    . 

Event details


Date:

Thursday 30 September 2010

Location:

Radisson Edwardian Mountbatten
London, WC2H 9HD

Benefits

Attending this highly topical conference will enable you to answer the following burning questions:

  • Will George Osborne’s proposed regulatory changes offer a panacea to the sector?
  • What are the pros and cons of a merged economic crime enforcement body?
  • What difficulties might arise in the two-year transition period?
  • Does the FSA’s new penalty regime support its on-going commitment to credible deterrence?
  • How does the FSA measure fulfilment of its requirements?

Who Should Attend

This conference is a must for all regulatory and financial services litigators in private practice; barristers; heads of litigation, legal and compliance in corporates and financial institutions.